AI assistant
Sending…
SMITH A O CORP — Director's Dealing 2009
Oct 21, 2009
30593_dirs_2009-10-21_ad05a9be-4d80-454a-89b5-615bf4093b14.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2009-10-20
Reporting Person: BEDNAR RANDALL S (Senior Vice President - CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-20 | Common Stock | M | 19300 | $15.135 | Acquired | 26216 | Direct |
| 2009-10-20 | Common Stock | M | 11200 | $26.88 | Acquired | 37416 | Direct |
| 2009-10-20 | Common Stock | M | 10700 | $28.70 | Acquired | 48116 | Direct |
| 2009-10-20 | Common Stock | S | 11881 | $43.50 | Disposed | 36235 | Direct |
| 2009-10-20 | Common Stock | S | 900 | $43.51 | Disposed | 35.335 | Direct |
| 2009-10-20 | Common Stock | S | 418 | $43.52 | Disposed | 34917 | Direct |
| 2009-10-20 | Common Stock | S | 700 | $43.53 | Disposed | 34217 | Direct |
| 2009-10-20 | Common Stock | S | 400 | $43.54 | Disposed | 33817 | Direct |
| 2009-10-20 | Common Stock | S | 2305 | $43.55 | Disposed | 31512 | Direct |
| 2009-10-20 | Common Stock | S | 2100 | $43.56 | Disposed | 29412 | Direct |
| 2009-10-20 | Common Stock | S | 1995 | $43.57 | Disposed | 27417 | Direct |
| 2009-10-20 | Common Stock | S | 400 | $43.58 | Disposed | 27017 | Direct |
| 2009-10-20 | Common Stock | S | 500 | $43.59 | Disposed | 26517 | Direct |
| 2009-10-20 | Common Stock | S | 900 | $43.60 | Disposed | 25617 | Direct |
| 2009-10-20 | Common Stock | S | 200 | $43.61 | Disposed | 25417 | Direct |
| 2009-10-20 | Common Stock | S | 500 | $43.62 | Disposed | 24917 | Direct |
| 2009-10-20 | Common Stock | S | 1894 | $43.63 | Disposed | 23023 | Direct |
| 2009-10-20 | Common Stock | S | 600 | $43.64 | Disposed | 22423 | Direct |
| 2009-10-20 | Common Stock | S | 500 | $43.65 | Disposed | 21923 | Direct |
| 2009-10-20 | Common Stock | S | 400 | $43.66 | Disposed | 21523 | Direct |
| 2009-10-20 | Common Stock | S | 300 | $43.67 | Disposed | 21223 | Direct |
| 2009-10-20 | Common Stock | S | 300 | $43.68 | Disposed | 20923 | Direct |
| 2009-10-20 | Common Stock | S | 272 | $43.69 | Disposed | 20651 | Direct |
| 2009-10-20 | Common Stock | S | 400 | $43.70 | Disposed | 20251 | Direct |
| 2009-10-20 | Common Stock | S | 300 | $43.71 | Disposed | 19951 | Direct |
| 2009-10-20 | Common Stock | S | 1000 | $43.72 | Disposed | 18951 | Direct |
| 2009-10-20 | Common Stock | S | 2300 | $43.73 | Disposed | 16651 | Direct |
| 2009-10-20 | Common Stock | S | 600 | $43.74 | Disposed | 16051 | Direct |
| 2009-10-20 | Common Stock | S | 500 | $43.75 | Disposed | 15551 | Direct |
| 2009-10-20 | Common Stock | S | 1100 | $43.76 | Disposed | 14451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-20 | Employee Stock Options (Right to Buy) | $15.135 | M | 19300 | Disposed | 2011-10-09 | Common Stock (19300) | Direct |
| 2009-10-20 | Employee Stock Options (Right to Buy) | $26.88 | M | 11200 | Disposed | 2012-10-11 | Common Stock (11200) | Direct |
| 2009-10-20 | Employee Stock Options (Right to Buy) | $28.70 | M | 10700 | Disposed | 2013-10-07 | Common Stock (10700) | Direct |
Footnotes
F1: Granted on 10/09/2001 under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
F2: Granted on 10/11/2002 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
F3: Granted on 10/07/2003 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
More from SMITH A O CORP
Regulatory Filings
2026
May 21
Board/Management Information
2026
May 19
Major Shareholding Notification
2026
May 6
Interim / Quarterly Report
2026
Apr 30
Earnings Release
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 28
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 17
Major Shareholding Notification
2026
Mar 25
Annual Report
2026
Mar 4