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SMITH A O CORP Director's Dealing 2007

Feb 12, 2007

30593_dirs_2007-02-12_cbdd3da1-4b8f-489a-bb7c-80b71f84fd4c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2007-02-09

Reporting Person: ROMOSER W DAVID (Senior VP, Gen. Counsel & Sec)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-02-09 Employee Stock Options (Right to Buy) $38.755 A 7800 Acquired 2017-02-09 Common Stock (7800) Direct
2007-02-09 Phantom Stock $38.755 A 3200 Acquired Common Stock (3200) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2008.

F2: The phantom stock was granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The shares of phantom stock become payable in Common Stock on the vesting date of 02/09/2010.