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SMITH A O CORP — Director's Dealing 2007
Apr 24, 2007
30593_dirs_2007-04-24_d3ab90f8-ef8a-46d7-a137-c1da70783b1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2007-04-23
Reporting Person: ROMOSER W DAVID (Senior VP, Gen. Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-04-23 | Common Stock | M | 8725 | $13.563 | Acquired | 56762 | Direct |
| 2007-04-23 | Common Stock | M | 7875 | $15.135 | Acquired | 64637 | Direct |
| 2007-04-23 | Common Stock | S | 7950 | $38.00 | Disposed | 56687 | Direct |
| 2007-04-23 | Common Stock | S | 1600 | $38.01 | Disposed | 55087 | Direct |
| 2007-04-23 | Common Stock | S | 2386 | $38.02 | Disposed | 52701 | Direct |
| 2007-04-23 | Common Stock | S | 1020 | $38.03 | Disposed | 51681 | Direct |
| 2007-04-23 | Common Stock | S | 900 | $38.05 | Disposed | 50781 | Direct |
| 2007-04-23 | Common Stock | S | 300 | $38.06 | Disposed | 50481 | Direct |
| 2007-04-23 | Common Stock | S | 100 | $38.066 | Disposed | 50381 | Direct |
| 2007-04-23 | Common Stock | S | 594 | $38.10 | Disposed | 49787 | Direct |
| 2007-04-23 | Common Stock | S | 400 | $38.12 | Disposed | 49387 | Direct |
| 2007-04-23 | Common Stock | S | 200 | $38.13 | Disposed | 49187 | Direct |
| 2007-04-23 | Common Stock | S | 550 | $38.14 | Disposed | 48637 | Direct |
| 2007-04-23 | Common Stock | S | 300 | $38.16 | Disposed | 48337 | Direct |
| 2007-04-23 | Common Stock | S | 100 | $38.166 | Disposed | 48237 | Direct |
| 2007-04-23 | Common Stock | S | 200 | $38.20 | Disposed | 48037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-04-23 | Employee Stock Options (Right to Buy) | $13.563 | M | 8725 | Disposed | 2010-10-10 | Common Stock (8725) | Direct |
| 2007-04-23 | Employee Stock Options (Right to Buy) | $15.135 | M | 7875 | Disposed | 2011-10-09 | Common Stock (7875) | Direct |
Footnotes
F1: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
F3: Granted on October 10, 2000, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F4: Granted on October 9, 2001, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.