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SMITH A O CORP — Director's Dealing 2007
Apr 25, 2007
30593_dirs_2007-04-25_5a61ff64-635a-4c45-a4d2-549d175c8487.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2007-04-24
Reporting Person: ROMOSER W DAVID (Senior VP, Gen. Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-04-24 | Common Stock | M | 2625 | $29.0313 | Acquired | 50662 | Direct |
| 2007-04-24 | Common Stock | M | 175 | $15.135 | Acquired | 50837 | Direct |
| 2007-04-24 | Common Stock | M | 4675 | $26.88 | Acquired | 55512 | Direct |
| 2007-04-24 | Common Stock | M | 4475 | $28.70 | Acquired | 59987 | Direct |
| 2007-04-24 | Common Stock | S | 9050 | $38.00 | Disposed | 50937 | Direct |
| 2007-04-24 | Common Stock | S | 1700 | $38.01 | Disposed | 49237 | Direct |
| 2007-04-24 | Common Stock | S | 200 | $38.016 | Disposed | 49037 | Direct |
| 2007-04-24 | Common Stock | S | 200 | $38.02 | Disposed | 48837 | Direct |
| 2007-04-24 | Common Stock | S | 600 | $38.03 | Disposed | 48237 | Direct |
| 2007-04-24 | Common Stock | S | 2300 | $38.04 | Disposed | 45937 | Direct |
| 2007-04-24 | Common Stock | S | 1400 | $38.05 | Disposed | 44537 | Direct |
| 2007-04-24 | Common Stock | S | 1383 | $38.06 | Disposed | 43154 | Direct |
| 2007-04-24 | Common Stock | S | 200 | $38.068 | Disposed | 42954 | Direct |
| 2007-04-24 | Common Stock | S | 1617 | $38.07 | Disposed | 41337 | Direct |
| 2007-04-24 | Common Stock | S | 1700 | $38.08 | Disposed | 39637 | Direct |
| 2007-04-24 | Common Stock | S | 100 | $38.09 | Disposed | 39537 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-04-24 | Employee Stock Options (Right to Buy) | $29.0313 | M | 2625 | Disposed | 2009-10-13 | Common Stock (2625) | Direct |
| 2007-04-24 | Employee Stock Options (Right to Buy) | $15.135 | M | 175 | Disposed | 2011-10-09 | Common Stock (175) | Direct |
| 2007-04-24 | Employee Stock Options (Right to Buy) | $26.88 | M | 4675 | Disposed | 2012-10-11 | Common Stock (4675) | Direct |
| 2007-04-24 | Employee Stock Options (Right to Buy) | $28.70 | M | 4475 | Disposed | 2013-10-07 | Common Stock (4475) | Direct |
Footnotes
F1: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
F3: Granted on October 13, 1999, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F4: Granted on October 9, 2001, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F5: Granted on October 11, 2002, under the A. O. Smith Combined Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F6: Granted on October 7, 2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a Rule 16b-3 Plan.