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SMITH A O CORP — Director's Dealing 2006
Apr 28, 2006
30593_dirs_2006-04-28_e042c014-0cc5-44fe-85d4-430658030241.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2006-04-27
Reporting Person: MASSA RONALD E (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-27 | Common Stock | M | 15300 | $27.25 | Acquired | 42906 | Direct |
| 2006-04-27 | Common Stock | M | 15200 | $29.031 | Acquired | 58106 | Direct |
| 2006-04-27 | Common Stock | M | 25800 | $28.70 | Acquired | 83906 | Direct |
| 2006-04-27 | Common Stock | S | 7200 | $46.50 | Disposed | 76706 | Direct |
| 2006-04-27 | Common Stock | S | 1900 | $46.51 | Disposed | 74806 | Direct |
| 2006-04-27 | Common Stock | S | 1000 | $46.52 | Disposed | 73806 | Direct |
| 2006-04-27 | Common Stock | S | 2600 | $46.53 | Disposed | 71206 | Direct |
| 2006-04-27 | Common Stock | S | 1000 | $46.54 | Disposed | 70206 | Direct |
| 2006-04-27 | Common Stock | S | 200 | $46.56 | Disposed | 70006 | Direct |
| 2006-04-27 | Common Stock | S | 1200 | $46.57 | Disposed | 68806 | Direct |
| 2006-04-27 | Common Stock | S | 200 | $46.58 | Disposed | 68606 | Direct |
| 2006-04-27 | Common Stock | S | 400 | $46.59 | Disposed | 68206 | Direct |
| 2006-04-27 | Common Stock | S | 2400 | $46.60 | Disposed | 65806 | Direct |
| 2006-04-27 | Common Stock | S | 2300 | $46.61 | Disposed | 63506 | Direct |
| 2006-04-27 | Common Stock | S | 700 | $46.62 | Disposed | 62806 | Direct |
| 2006-04-27 | Common Stock | S | 100 | $46.64 | Disposed | 62706 | Direct |
| 2006-04-27 | Common Stock | S | 1900 | $46.65 | Disposed | 60806 | Direct |
| 2006-04-27 | Common Stock | S | 1300 | $46.66 | Disposed | 59506 | Direct |
| 2006-04-27 | Common Stock | S | 5800 | $46.67 | Disposed | 53706 | Direct |
| 2006-04-27 | Common Stock | S | 1600 | $46.68 | Disposed | 52106 | Direct |
| 2006-04-27 | Common Stock | S | 2300 | $46.69 | Disposed | 49806 | Direct |
| 2006-04-27 | Common Stock | S | 10000 | $46.70 | Disposed | 39806 | Direct |
| 2006-04-27 | Common Stock | S | 500 | $46.71 | Disposed | 39306 | Direct |
| 2006-04-27 | Common Stock | S | 500 | $46.72 | Disposed | 38806 | Direct |
| 2006-04-27 | Common Stock | S | 4500 | $46.73 | Disposed | 34306 | Direct |
| 2006-04-27 | Common Stock | S | 2300 | $46.74 | Disposed | 32006 | Direct |
| 2006-04-27 | Common Stock | S | 2000 | $46.75 | Disposed | 30006 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-27 | Employee Stock Options (Right to Buy) | $27.25 | M | 15300 | Disposed | 2007-10-07 | Common Stock (15300) | Direct |
| 2006-04-27 | Employee Stock Options (Right to Buy) | $29.031 | M | 15200 | Disposed | 2009-10-13 | Common Stock (15200) | Direct |
| 2006-04-27 | Employee Stock Options (Right to Buy) | $28.70 | M | 25800 | Disposed | 2013-10-07 | Common Stock (25800) | Direct |
Footnotes
F1: Options were granted on 10/07/1997 under the A. O. Smith Corporation 1990 Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F2: Options were granted on 10/13/1999 under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
F3: Options were granted on 10/07/2003 under the A. O. Smith Combined Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
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