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SMITH A O CORP — Director's Dealing 2003
Dec 22, 2003
30593_dirs_2003-12-22_d79f591a-e426-44df-816c-692240c2b4e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2003-12-20
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-20 | Common Stock | G | 221 | — | Disposed | 14968 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-20 | Class A Common Stock | $0 | G | 1146 | Disposed | Common Stock (0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2649 | Indirect |
| Common Stock | 2632 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $27.11 | 2019-04-01 | Common Stock (0) | 554 | Direct |
| Class A Common Stock | $0 | Common Stock (0) | 13619 | Indirect |
Footnotes
F1: Dispositions reported above represent proportionate interest in gift of 471 shares of Smith Investment Company ("SICO") common stock.
F2: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.
F3: Represents holdings of SICO common stock.
F4: Holdings reported represent SICO shares hold by the reporting person's wife as custodian for his issue.
F5: The reporting person disclaims beneficial ownership of all shares held by his wife as custodian for his issue, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
F6: 1 for 1
F7: Convertible at any time.
F8: None