Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2003

Dec 22, 2003

30593_dirs_2003-12-22_d79f591a-e426-44df-816c-692240c2b4e7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2003-12-20

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2003-12-20 Common Stock G 221 Disposed 14968 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2003-12-20 Class A Common Stock $0 G 1146 Disposed Common Stock (0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2649 Indirect
Common Stock 2632 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $27.11 2019-04-01 Common Stock (0) 554 Direct
Class A Common Stock $0 Common Stock (0) 13619 Indirect

Footnotes

F1: Dispositions reported above represent proportionate interest in gift of 471 shares of Smith Investment Company ("SICO") common stock.

F2: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.

F3: Represents holdings of SICO common stock.

F4: Holdings reported represent SICO shares hold by the reporting person's wife as custodian for his issue.

F5: The reporting person disclaims beneficial ownership of all shares held by his wife as custodian for his issue, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

F6: 1 for 1

F7: Convertible at any time.

F8: None