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SmartStop Self Storage REIT, Inc. — Director's Dealing 2024
Jun 27, 2024
31659_dirs_2024-06-27_89a2c1b2-4a37-4fb5-bcb2-93fbfd5f40b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SmartStop Self Storage REIT, Inc. (n/a)
CIK: 0001585389
Period of Report: 2024-06-25
Reporting Person: Mathews Paula M. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-25 | Long-Term Incentive Plan Units | $0 | A | 5905 | Acquired | Class A Common Stock (5905) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 28706 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A-1 Units | $0 | Class A Common Stock (108672) | 108672 | Direct |
Footnotes
F1: Includes (i) 28,610 shares of restricted stock previously reported as being owned by the Reporting Person and (ii) 96 shares of Class A Common Stock of the Issuer acquired by the Reporting Person pursuant to the Issuer's distribution reinvestment plan.
F2: Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3: The Reporting Person was awarded 5,905 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection.
F4: Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F5: Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person.