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SmartStop Self Storage REIT, Inc. — Director's Dealing 2023
Jun 23, 2023
31659_dirs_2023-06-23_3b8fae57-e7e7-4b93-99d1-9b22656b235f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SmartStop Self Storage REIT, Inc. (n/a)
CIK: 0001585389
Period of Report: 2023-06-21
Reporting Person: Perry Harold (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-21 | Long-Term Incentive Plan Units | $0 | A | 6016 | Acquired | Class A Common Stock (6016) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 35995 | Direct |
Footnotes
F1: Represents 35,995 shares of restricted stock previously reported as being owned by the Reporting Person.
F2: Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3: The Reporting Person was awarded 6,016 LTIP Units upon his reelection to the board of directors, which LTIP Units vest one year from such reelection.