SmartStop Self Storage REIT, Inc. — Director's Dealing 2023

Jun 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SmartStop Self Storage REIT, Inc. (n/a)
CIK: 0001585389
Period of Report: 2023-06-21

Reporting Person: Mathews Paula M. (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-21	Long-Term Incentive Plan Units	$0	A	6016	Acquired		Class A Common Stock (6016)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	28610	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class A-1 Units	$0		Class A Common Stock (108672)	108672	Direct

Footnotes

F1: Represents 28,610 shares of restricted stock previously reported as being owned by the Reporting Person.

F2: Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.

F3: The Reporting Person was awarded 6,016 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection.

F4: Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.

F5: Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person.