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SmartStop Self Storage REIT, Inc. — Director's Dealing 2022
Mar 31, 2022
31659_dirs_2022-03-30_ccb3593a-6d8b-4b58-85f0-6bdff28cb2de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SmartStop Self Storage REIT, Inc. (N/A)
CIK: 0001585389
Period of Report: 2022-03-29
Reporting Person: Mathews Paula M. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-29 | Class A-1 Units | $0 | C | 108672 | Acquired | Class A Common Stock (108672) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 28610 | Indirect |
Footnotes
F1: Represents (i) 17,763 shares of restricted stock previously reported as being owned by the Reporting Person and (ii) 10,847 shares of Class A Common Stock acquired through the Issuer's offering and participation in the Issuer's Distribution Reinvestment Plan since the Reporting Person's last report.
F2: Represents Class A-1 limited partnership units ("Class A-1 Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3: Represents 108,672 Class A-1 Units received by the Reporting Person upon the conversion of certain Class A-2 limited partnership units ("Class A-2 Units") of the Operating Partnership held by the Reporting Person in accordance with the satisfaction of the earn-out terms of the Class A-2 Units.