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SmartStop Self Storage REIT, Inc. Director's Dealing 2022

Mar 31, 2022

31659_dirs_2022-03-30_ccb3593a-6d8b-4b58-85f0-6bdff28cb2de.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SmartStop Self Storage REIT, Inc. (N/A)
CIK: 0001585389
Period of Report: 2022-03-29

Reporting Person: Mathews Paula M. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-29 Class A-1 Units $0 C 108672 Acquired Class A Common Stock (108672) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 28610 Indirect

Footnotes

F1: Represents (i) 17,763 shares of restricted stock previously reported as being owned by the Reporting Person and (ii) 10,847 shares of Class A Common Stock acquired through the Issuer's offering and participation in the Issuer's Distribution Reinvestment Plan since the Reporting Person's last report.

F2: Represents Class A-1 limited partnership units ("Class A-1 Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.

F3: Represents 108,672 Class A-1 Units received by the Reporting Person upon the conversion of certain Class A-2 limited partnership units ("Class A-2 Units") of the Operating Partnership held by the Reporting Person in accordance with the satisfaction of the earn-out terms of the Class A-2 Units.