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SmartStop Self Storage REIT, Inc. Director's Dealing 2019

Jul 2, 2019

31659_dirs_2019-07-02_19289621-723e-47d7-a23e-0bf1627e6f1d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SmartStop Self Storage REIT, Inc. (N/A)
CIK: 0001585389
Period of Report: 2018-10-01

Reporting Person: Schwartz H. Michael (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-01 Class A Common Stock A 483124 Acquired 483224 Indirect
2019-06-28 Class A Common Stock A 117260.79 Acquired 600484.79 Direct

Footnotes

F1: The shares were acquired in exchange for operating partnership interests having an estimated value of $5.1 million.

F2: Represents 100 shares of Class A common stock owned by Strategic Storage Advisor II, LLC and 483,124 shares of Class A common stock owned by Strategic 1031, LLC, each of which are indirectly owned and controlled by the Reporting Person.

F3: Represents 117,260.79 shares of restricted stock issued to the Reporting Person on June 28, 2019, which shares vest ratably over a period of four years from the grant date.