SmartKem, Inc. — Director's Dealing 2024

Jun 6, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SmartKem, Inc. (SMTK)
CIK: 0001817760
Period of Report: 2024-05-30

Reporting Person: de Boer Klaas (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-05-30	Common Stock	C	5715	—	Acquired	11430	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-05-30	Series A-2 Convertible Preferred Stock	$8.75	C	50	Disposed		Common Stock (5715)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	100	Direct

Footnotes

F1: The Series A-2 Convertible Preferred Stock, stated valued equal to $1,000 per share (the "Preferred Stock"), converted automatically into shares of common stock of the Issuer at the conversion price of $8.75 per share on May 30, 2024.

F2: The Preferred Stock does not have an expiration date.