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SmartKem, Inc. — Director's Dealing 2022
Apr 11, 2022
35268_dirs_2022-04-11_60b34fad-75e1-47eb-8f8a-0f1dbb781083.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SmartKem, Inc. (SMTK)
CIK: 0001817760
Period of Report: 2021-03-31
Reporting Person: Jenks Ian (Director, Chairman & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-31 | Stock option (right to buy) | $2.00 | A | 597125 | Acquired | 2031-03-31 | Common Stock (597125) | Direct |
Footnotes
F1: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 12,440 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 12,444 shares on April 1, 2025.
F2: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022.