SmartKem, Inc. — Director's Dealing 2022

Apr 11, 2022

SEC Form 4/A — Form 4/A

Issuer: SmartKem, Inc. (SMTK)
CIK: 0001817760
Period of Report: 2021-03-31

Reporting Person: Bahns Robert (Director, Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-31	Stock option (right to buy)	$2.00	A	137648	Acquired	2031-03-31	Common Stock (137648)	Direct

Footnotes

F1: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 2,867 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 2,891 shares on April 1, 2025.

F2: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022.