SmartKem, Inc. — Director's Dealing 2022

Jul 12, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SmartKem, Inc. (SMTK)
CIK: 0001817760
Period of Report: 2022-07-08

Reporting Person: Ogier Simon (Chief Technology Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-07-08	Stock option (right to buy)	$2	A	45000	Acquired	2032-07-08	Common Stock (45000)	Direct

Footnotes

F1: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in (i) monthly installments of 937 shares over a period of 35 months commencing on August 1, 2023 and (ii) one installment of 955 shares on August 1, 2026.