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SmartKem, Inc. — Director's Dealing 2022
Sep 8, 2022
35268_dirs_2022-09-08_4fcc35b3-190e-4652-82c2-ac3c19d91a65.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SmartKem, Inc. (SMTK)
CIK: 0001817760
Period of Report: 2022-09-07
Reporting Person: Prue Nigel (Chief Accounting Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.00 | 2031-04-28 | Common Stock (50000) | Direct | |
| Stock Option (right to buy | $2.00 | 2031-08-02 | Common Stock (25000) | Direct | |
| Stock Option (right to buy) | $2.00 | 2032-07-08 | Common Stock (30000) | Direct |
Footnotes
F1: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on April 28, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 1, 2022.
F2: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on August 2, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on September 1, 2022.
F3: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on July 8, 2023.