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SMARTFINANCIAL INC. — Director's Dealing 2022
Jan 31, 2022
32627_dirs_2022-01-31_d3a0f780-50ea-49c7-9df1-df4168b5a692.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2022-01-27
Reporting Person: Welborn Wesley Miller (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-27 | Common Stock | P | 1470 | $28.4567 | Acquired | 70093 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14167 | Indirect |
| Common Stock | 14167 | Indirect |
| Common Stock | 14167 | Indirect |
| Common Stock | 4725 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $6.60 | 2022-03-12 | Common Stock (2500) | 2500 | Direct |
| Stock Option | $9.48 | 2023-03-12 | Common Stock (1250) | 1250 | Direct |
| Stock Option | $9.60 | 2024-03-01 | Common Stock (2500) | 2500 | Direct |
| Stock Option | $15.05 | 2025-09-30 | Common Stock (1025) | 1025 | Direct |
Footnotes
F1: The original Form 4, filed January 28, 2022, (the "Original Form 4") inadvertently had the Transaction Code of A and should have been Code P. This amendment corrects the Transaction Code of the Original Form 4.
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