SMARTFINANCIAL INC. — Director's Dealing 2019

Feb 28, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2019-02-27

Reporting Person: Welborn Wesley Miller (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-27	Common Stock	M	513	$14.4	Acquired	52577	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-27	Stock Option (right to buy)	$14.4	M	513	Disposed	2019-03-01	Common Stock (513)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14167	Indirect
Common Stock	14167	Indirect
Common Stock	14167	Indirect
Common Stock	4725	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$6.6	2022-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$9.48	2023-03-01	Common Stock (1250)	1250	Direct
Stock Option (right to buy)	$9.6	2024-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$15.05	2025-09-30	Common Stock (1025)	1025	Direct

Footnotes

F1: Fully vested.

F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.