SMARTFINANCIAL INC. — Director's Dealing 2019

Feb 28, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2019-01-24

Reporting Person: Petty Gary Wayne Jr (Chief Risk Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	52	Direct
Common Stock	96	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$14.4	2019-03-01	Common Stock (1250)		Direct
Stock Option (right to buy)	$6.8	2021-03-01	Common Stock (3750)		Direct
Stock Option (right to buy)	$6.6	2022-03-01	Common Stock (3750)		Direct
Stock Option (right to buy)	$9.48	2023-03-01	Common Stock (3750)		Direct
Stock Option (right to buy)	$9.6	2024-03-01	Common Stock (3750)		Direct
Stock Option (right to buy)	$15.05	2025-09-30	Common Stock (3588)		Direct

Footnotes

F1: Fully vested.

F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.