SMARTFINANCIAL INC. — Director's Dealing 2019

Mar 1, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2019-02-27

Reporting Person: Petty Gary Wayne Jr (Chief Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-27	Common Stock	M	1250	$14.4	Acquired	1302	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-27	Stock Option (right to buy)	$14.4	M	1250	Disposed	2019-03-01	Common Stock (1025)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	96	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$6.8	2021-03-01	Common Stock (3750)	3750	Direct
Stock Option (right to buy)	$6.6	2022-03-01	Common Stock (3750)	3750	Direct
Stock Option (right to buy)	$9.48	2023-03-01	Common Stock (3750)	3750	Direct
Stock Option (right to buy)	$9.6	2024-03-01	Common Stock (3750)	3750	Direct
Stock Option (right to buy)	$15.05	2025-09-30	Common Stock (3588)	3588	Direct

Footnotes

F1: Fully vested.

F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.