SMARTFINANCIAL INC. — Director's Dealing 2017

Feb 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-02-10

Reporting Person: Ogle David Austin (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-10	Common Stock	M	31500	$9.52	Acquired	165200	Direct
2017-02-10	Common Stock	M	8042	$10.48	Acquired	173242	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-10	Stock Option	$9.52	M	31500	Disposed	2017-02-22	Common Stock (31500)	Direct
2017-02-10	Stock Option	$10.48	M	8042	Disposed	2017-02-22	Common Stock (8042)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	37600	Indirect
Common Stock	36800	Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.

F2: Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner.