Smart US Small Cap ETF — Net Asset Value 2022

Sep 29, 2022

Level 15, 45 Queen Street, PO Box 105262, Auckland, New Zealand smartshares@smartshares.co.nz

Thursday, 29 September 2022

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 28 September 2022.

NZX Code	Fund Name	NTA	Units on Issue	Change in Units
APA	Smartshares Asia Pacific ETF	2.03724	58,535,726	-
ASD	Smartshares Australian Dividend ETF	1.60194	19,554,541	(250,000)
ASF	Smartshares Australian Financials ETF	7.58245	3,165,468	(100,000)
ASP	Smartshares Australian Property ETF	1.30128	34,922,531	-
ASR	Smartshares Australian Resources ETF	5.90249	10,432,633	(75,000)
DIV	Smartshares NZ Dividend ETF	1.21214	71,032,211	-
EMF	Smartshares Emerging Markets ETF	1.31601	120,204,155	-
EUF	Smartshares Europe ETF	1.63112	101,381,036	100,000
FNZ	Smartshares NZ Top 50 ETF	2.98997	212,340,182	-
GBF	Smartshares Global Bond ETF	2.97886	68,974,618	-
MDZ	Smartshares NZ Mid Cap ETF	5.49208	30,540,674	-
MZY	Smartshares Australian Mid Cap ETF	9.14046	16,907,274	(150,000)
NPF	Smartshares NZ Property ETF	1.18058	111,636,748	(250,000)
NZB	Smartshares NZ Bond ETF	2.84259	103,521,618	-
NZC	Smartshares NZ Cash ETF	2.97110	110,443,712	-
OZY	Smartshares Australian Top 20 ETF	4.22448	37,806,267	(150,000)
TNZ	Smartshares NZ Top 10 ETF	1.80533	73,881,573	(250,000)
TWF	Smartshares Total World ETF	2.80600	83,444,208	30,000
USF	Smartshares US 500 ETF	11.72141	39,696,994	(100,000)
USG	Smartshares US Large Growth ETF	7.38890	27,028,866	-
USM	Smartshares US Mid Cap ETF	6.55028	13,387,745	(50,000)
USS	Smartshares US Small Cap ETF	5.90665	13,008,711	(50,000)
USV	Smartshares US Large Value ETF	4.38932	18,743,176	(200,000)
AGG	Smartshares Global Aggregate Bond ETF	1.11982	142,346,268	-
BOT	Smartshares Automation and Robotics ETF	3.55631	12,530,891	-
EMG	Smartshares Emerging Markets Equities ESG ETF	2.10649	17,092,676	-
ESG	Smartshares Global Equities ESG ETF	2.56969	55,570,216	-
EUG	Smartshares Europe Equities ESG ETF	2.37859	13,952,921	-
JPN	Smartshares Japan Equities ESG ETF	1.93363	11,989,840	-
LIV	Smartshares Healthcare Innovation ETF	2.75825	10,189,680	-
USA	Smartshares US Equities ESG ETF	2.97400	16,386,766	-
NZG	Smartshares S&P/NZX 50 ETF	2.34324	211,999,842	(1,400,000)
AUS	Smartshares S&P/ASX 200 ETF	2.94587	32,512,708	-
TWH	Smartshares Total World (NZD Hedged) ETF	2.72609	19,424,889	40,000
NGB	Smartshares S&P/NZX NZ Government Bond ETF	2.14320	122,901,427	-

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 21,000 unit holders and more than NZD $5.3 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

Smartshares Limited 0800 80 87 80 smartshares@smartshares.co.nz