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Smart US Large Value ETF Regulatory Filings 2021

Dec 2, 2021

66297_rns_2021-12-03_61981efe-1607-473f-b575-1455afcfbe4e.pdf

Regulatory Filings

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Level 15, 45 Queen Street, PO Box 105262, Auckland, New Zealand [email protected]

Thursday, 2 December 2021

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 1 December 2021.

NZX Code Fund Name NTA Units on Issue Change in Units
APA Smartshares Asia Pacific ETF 2.25225 57,110,726 -
ASD Smartshares Australian Dividend ETF 1.61895 18,804,541 -
ASF Smartshares Australian Financials ETF 7.47236 3,340,468 50,000
ASP Smartshares Australian Property ETF 1.57915 33,922,531 -
ASR Smartshares Australian Resources ETF 5.20827 8,182,633 -
DIV Smartshares NZ Dividend ETF 1.29297 83,407,211 -
EMF Smartshares Emerging Markets ETF 1.44378 111,774,155 50,000
EUF Smartshares Europe ETF 1.93226 99,361,036 100,000
FNZ Smartshares NZ Top 50 ETF 3.39536 208,240,182 200,000
GBF Smartshares Global Bond ETF 3.31094 68,024,618 -
MDZ Smartshares NZ Mid Cap ETF 6.34652 29,840,674 -
MZY Smartshares Australian Mid Cap ETF 9.30204 17,582,274 -
NPF Smartshares NZ Property ETF 1.44191 96,886,748 -
NZB Smartshares NZ Bond ETF 2.98727 102,511,618 -
NZC Smartshares NZ Cash ETF 2.95147 111,453,712 -
OZY Smartshares Australian Top 20 ETF 4.16652 37,881,267 -
TNZ Smartshares NZ Top 10 ETF 2.10584 76,381,573 -
TWF Smartshares Total World ETF 3.05683 69,992,555 20,000
USF Smartshares US 500 ETF 12.23698 35,771,994 15,000
USG Smartshares US Large Growth ETF 8.97793 23,683,866 20,000
USM Smartshares US Mid Cap ETF 7.14371 13,412,745 -
USS Smartshares US Small Cap ETF 6.34818 13,183,711 -
USV Smartshares US Large Value ETF 4.05620 18,273,176 -
AGG Smartshares Global Aggregate Bond ETF 1.30988 128,204,630 -
BOT Smartshares Automation and Robotics ETF 4.92981 12,100,891 -
EMG Smartshares Emerging Markets Equities ESG ETF 2.38140 16,252,676 -
ESG Smartshares Global Equities ESG ETF 2.85807 7,060,216 40,000
EUG Smartshares Europe Equities ESG ETF 2.76060 13,747,921 -
JPN Smartshares Japan Equities ESG ETF 2.15321 11,774,840 -
LIV Smartshares Healthcare Innovation ETF 3.28270 10,429,680 -
USA Smartshares US Equities ESG ETF 3.18687 15,936,766 -
NZG Smartshares S&P/NZX 50 ETF 2.71122 96,399,842 -
AUS Smartshares S&P/ASX 200 ETF 2.99756 29,912,708 -
TWH Smartshares Total World (NZD Hedged) ETF 3.31153 23,534,829 50,000
NGB Smartshares S&P/NZX NZ Government Bond ETF 2.31931 39,301,427 -

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 21,000 unit holders and more than NZD $5.3 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

Smartshares Limited 0800 80 87 80 [email protected]