Smart US ESG ETF — Net Asset Value 2021

May 14, 2021

Level 7, Jarden House, 21 Queen Street, PO Box 105262, Auckland, New Zealand smartshares@smartshares.co.nz

Friday, 14 May 2021

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 13 May 2021.

	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units
	APASmartshares Asia Pacific ETF	2.23489		55,470,72640,000
	ASDSmartshares Australian Dividend E	TF1.67371		17,804,541-
	ASFSmartshares Australian Financials E	TF7.66739		3,590,468150,000
	ASPSmartshares Australian Property ET	F1.49857		39,672,531-
	ASRSmartshares Australian Resources	ETF6.08672		6,907,633-
	DIVSmartshares NZ Dividend ETF	1.28045		80,532,211-
	EMFSmartshares Emerging Markets ETF	1.42481		103,679,155-
	EUFSmartshares Europe ETF	1.85470		100,511,03630,000
	FNZSmartshares NZ Top 50 ETF	3.36534		267,951,179-
	GBFSmartshares Global Bond ETF3.3271370,274,61860,000
	MDZSmartshares NZ Mid Cap ETF6.2202629,040,674-
	MZYSmartshares Australian Mid Cap ETF8.7430319,157,274-
	NPFSmartshares NZ Property ETF		1.48007	94,261,748-
	NZBSmartshares NZ Bond ETF		3.09301	118,381,61870,000
	NZCSmartshares NZ Cash ETF		2.95113	73,883,71250,000
	OZYSmartshares Australian Top 20 ETF		4.34484	40056267-
				,,
	TNZSmartshares NZ Top 10 ETF		210204	82881573(250000)
			.	,,,
	TWFSmartshares Total World ETF		275773	3998755530000
			.	,,,
	USFSth US 500 ETF		1038595	3322199425000
	marsares		.	,,,
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	USGSmartsares US Large Growt ETF		6.96443	16,868,86620,000
	USMSmartshares US Mid Cap ETF		6.18188	14,467,74515,000
	USSSmartshares US Small Cap ETF		5.83665	13,768,711(25,000)
	USVSmartshares US Large Value ETF		3.83199	24,113,176-
	AGGSmartshares Global Aggregate Bond		ETF1.31101	44,074,630-
	BOTSmartshares Automation and Roboti		cs ETF3.93112	9,920,89120,000
	EMGSmartshares Emerging Markets Equit		ies ESG ETF2.38954	15,002,676-
	ESGSmartshares Global Equities ESG ETF		2.48009	5,705,216-
	EUGSmartshares Europe Equities ESG ETF		2.64193	14,202,921-
	JPNSmartshares Japan Equities ESG ETF		2.04160	11,609,840-
	LIVSmartshares Healthcare Innovation ETF3.2520410,174,680-
	USASmartshares US Equities ESG ETF2.6731316,681,766-
	NZGSmartshares S&P/NZX 50 ETF2.68208103,199,842-
	AUSSmartshares S&P/ASX 200 ETF		2.99129		11,312,708-
	TWHSmartshares Total World (NZD Hedge		d) ETF3.07525		16,749,829-
NGBSmartshares S&P/NZX NZ Governme	NGBSmartshares S&P/NZX NZ Governme		nt Bond ETF2.40137		16,101,427-
About SmartsharesSmartshares is the ioneer of ETFs in New Z			aland lanchin the first ETF (TNZ - the NZ T		10 Fnd) in 1996 Smartshares
pis New Zealand’s only issuer of ETFs listed on			, ugthe NZX Main Board, with in excess of 20,000		p u .unit holders and more than NZD
$4.7 billion of funds under management. The SSmartshares in a similar way to NZX Regulatio			pecial Division of the New Zealand Markets Disn’s regulation of other listed issuers. Smartshar		ciplinary Tribunal regulateses funds are listed on NZX so you
can buy or sell them just like individual shares.			The listed funds are designed to “track” (or, in		some cases, outperform) an index.
Each Smartshares ETF is designed to provideup the ETF. To learn more and obtain a copy o			investors with similar returns to a direct investmf the Product Disclosure Statement, please visi		ent in all the securities that maket:www.smartshares.co.nz

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 20,000 unit holders and more than NZD $4.7 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 smartshares@smartshares.co.nz