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Smart US ESG ETF Net Asset Value 2021

Jan 13, 2021

66290_rns_2021-01-14_c1c717f6-0c5d-4d9d-8212-0fb4d9c19073.pdf

Net Asset Value

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Level 7, Jarden House, 21 Queen Street, PO Box 105262, Auckland, New Zealand [email protected]

Thursday, 14 January 2021

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 13 January 2021.

NTAThurs & Allotmentday, 14 January 2 Notice021 smartshares@smartshar es.co.nz
NZX CodAPASmartSmart shares Ltd wouldshares exchange like to report thetraded funds as Net Tangibleat 13 January Assets (NTA) an2021. d Units on Issue for each hange in Units120,000of the
NZX Cod eFund Name N TAUnits on IssueC hange in Units
APA Smartshares Asia Pacific ETF 2.301 7855,370,726 120,000
ASD Smartshares Aust ralian Dividend ETF 1.67 0415,554,541 -
ASF Smartshares Aust ralian Financials ETF 6.870 803,490,468 -
ASP Smartshares Aust ralian Property ETF 1.414 5937,547,531 375,000
ASR Smartshares Aust ralian Resources ETF 5.902 045,407,633 -
DIV Smartshares NZ D ividend ETF 1.406 1675,782,211 -
EMF Smartshares Eme rging Markets ETF 1.470 0496,354,155 240,000
EUF Smartshares Euro pe ETF 1.742 07102,521,036 300,000
FNZ Smartshares NZ T op 50 ETF 3.522 86251,551,179 -
GBF Smartshares Glob al Bond ETF 3.366 0069,584,618 -
MDZ Smartshares NZ id Cap ETF 6.31 2428,640,674 -
MZY Smartshares Aust ralian Mid Cap ETF 8.515 8118,932,274 -
NPF Smartshares NZ P roperty ETF 1.502 3699,511,748 375,000
NZB Smartshares NZ B ond ETF 3.137 77115,331,618 -
NZC Smartshares NZ C ash ETF 2.953 7776,103,712 (390,000)
OZY Smartshares Aust ralian Top 20 ETF 4.005 3539,981,267 -
TNZ Smartshares NZ T op 10 ETF 2.289 9281,131,573 250,000
TWF Smartshares Tota l World ETF 2.659 9732,022,555 70,000
USF Smartshares US 5 00 ETF 9.716 7932,321,994 90,000
USG Smartshares US L arge Growth ETF 6.866 6914,508,866 80,000
USM Smartshares US M id Cap ETF 5.953 0615,057,745 120,000
USS Smartshares US S mall Cap ETF 5.715 1914,458,711 -
USV Smartshares US L arge Value ETF 3.445 9525,443,176 140,000
AGG Smartshares Glob al Aggregate Bond E TF 1.347 7641,334,630 -
BOT Smartshares Auto mation and Robotics ETF 4.223 287,555,891 180,000
EMG Smartshares Eme rin Markets Euiti s ESG ETF 248 8213252676 60000
gg q . ,, ,
ESG Smartshares Glob al Equities ESG ETF 2.349 274,780,216 20,000
EUGSmartshares Europe Equities ESG ETF2.4694013,897,921100,000
JPNSmartshares Japan Equities ESG ETF2.1404911,124,840100,000
LIVSmartshares Healthcare Innovation ETF3.620267,659,680200,000
USASmartshares US Equities ESG ETF2.5193116,131,766180,000
NZGSmartshares S&P/NZX 50 ETF2.8345517,099,842100,000
AUSSmartshares S&P/ASX 200 ETF2.830247,412,708200,000
TWHSmartshares Total World (NZD Hedged) ETF2.967585,499,82960,000
NGBSmartshares S&P/NZX NZ Government Bond ETF2.4755113,201,427-

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 19,000 unit holders and more than NZD $4.2 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

Smartshares Limited 0800 80 87 80 [email protected]