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Smart US ESG ETF Net Asset Value 2020

Jan 7, 2020

66290_rns_2020-01-08_9f0c9b05-aaa0-4fb3-975a-0d1412b089fa.pdf

Net Asset Value

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Level 7, Zurich House, 21 Queen Street, PO Box 105262, Auckland, New Zealand [email protected]

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Wednesday, 8 January 2020

NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 7 January 2020.

NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units
APASmartshares Asia Pacific ETF2.1095257,772,00015,000
ASDSmartshares Australian Dividend ETF 1.7022916,929,541-
ASFSmartshares Australian Financials ETF 7.191033,740,468-
ASPSmartshares Australian Property ETF 16190028172531-
.,,
ASRSmartshares Australian Resources ETF 5.228936,907,633-
DIVSmartshares NZ Dividend ETF 1.3252551,032,211-
EMFSmartshares Emerging Markets ETF 1.3521794,597,000-
EUFSth E ETF 17620510202531335000
marsares urope .,,,
FNZSmartshares NZ Top 50 ETF 3.16605225,051,179-
GBFSmartshares Global Bond ETF 3.2715266,209,618-
MDZSmartshares NZ Mid Cap ETF 6.0777728,240,674-
MZYSmartshares Australian Mid Cap ETF 7.3329216,757,274-
NPFSmartshares NZ Property ETF 1.4945980,011,748-
NZBSmartshares NZ Bond ETF 3.08665110,961,618-
NZCSmartshares NZ Cash ETF 2.9697939,597,373-
OZYSmartshares Australian Top 20 ETF 3.9118734,356,267-
TNZSmartshares NZ Top 10 ETF 1.9892264,631,573-
TWFSmartshares Total World ETF 2.4523224,564,273-
USFSmartshares US 500 ETF 8.9395330,506,00120,000
USGSmartshares US Large Growth ETF 5.446058,266,90520,325
USMSmartshares US Mid Cap ETF 5.3274515,145,671-
USSSmartshares US Small Cap ETF 4.9412413,922,68715,045
USVSmartshares US Large Value ETF 3.6057221,662,500-
AGGSmartshares Global Aggregate Bond ETF 1.3417223,988,14932,571
BOTSmartshares Automation and Robotics ETF 3.161232,691,62828,230
EMGSmartshares Emerging Markets Equities ESG ETF 2.174887,915,671-
ESGSmartshares Global Equities ESG ETF 2.154252,520,803-
EUGSmartshares Europe Equities ESG ETF 2.473756,440,261-
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JPNSmartsares Japan Equtes ESG ETFLIVSmartshares Healthcare Innovation ETFUSASmartshares US Equities ESG ETF JPNSmartsares Japan Equtes ESG ETF 1.99535,814,14-
LIVSmartshares Healthcare Innovation ETF 2.454521,696,24732,344
USASmartshares US Equities ESG ETF 2224238528291-
About SmartsharesSmartshares is the pioneer of ETFs in New Zealand, launching the first ETF (T NZ - the NZ Top 10 Fund) in 1996. Smartshares
is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in exc$3.3 billion of funds under management. The Special Division of the New ZealaSmartshares in a similar way to NZX Regulation’s regulation of other listed issucan buy or sell them just like individual shares. The listed funds are designed toindex. Each Smartshares ETF is designed to provide investors with similar retu ess of 17,000 unit holders and more than NZDnd Markets Disciplinary Tribunal regulatesers. Smartshares funds are listed on NZX so you“track” (or, in some cases, outperform) anrns to a direct investment in all the securities that

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 17,000 unit holders and more than NZD $3.3 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 [email protected]