Smart US ESG ETF — Net Asset Value 2019

Nov 20, 2019

Level 7, Zurich House, 21 Queen Street, PO Box 105262, Auckland, New Zealand smartshares@smartshares.co.nz

Thursday, 21 November 2019

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 20 November 2019.

NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units	NZX CodeFund NameNTAUnits on IssueChange in Units
APASmartshares Asia Pacific ETF2.1709255,787,000-
ASDSmartshares Australian Dividend ETF1.7201716,304,541-
ASFSmartshares Australian Financials ETF7.372823,515,468-
ASPSmartshares Australian Property ETF1.6652926,422,531-
ASRSmartshares Australian Resources ETF5.077226,757,633-
DIVSmartshares NZ Dividend ETF1.3004347,407,211-
EMFSmartshares Emerging Markets ETF1.3343293,482,000-
EUFSmartshares Europe ETF1.78281100,985,313-
FNZSmartshares NZ Top 50 ETF3.03164217,551,179-
GBFSmartshares Global Bond ETF3.2657665,659,618-
MDZSmartshares NZ Mid Cap ETF5.8098628,140,674-
MZYSmartshares Australian Mid Cap ETF7.3290316,457,274-
NPFSmartshares NZ Property ETF1.4532177,261,748-
NZBSmartshares NZ Bond ETF3.10780108,331,618-
NZCSmartshares NZ Cash ETF2.9796927,068,936-
OZYSmartshares Australian Top 20 ETF4.0007534,056,267-
TNZSmartshares NZ Top 10 ETF1.9059162,381,573-
T	WFS	martshares Total World ETF		2.4613023,619,273-
U	SFS	martshares US 500 ETF		8.9384729876001-
				,,
U	SGS	martshares US Large Growth ETF		5.381097,769,154-
U	SMS	martshares US Mid Cap ETF		5.3761114,899,935-
U	SSS	martshares US Small Cap ETF		4.9768313,697,012-
U	SVS	martshares US Large Value ETF		3.6502221,402,500-
A	GGS	martshares Global Aggregate Bond ETF		1.3426920,567,872-
B	OTS	martshares Automation and Robotics ETF		3.155552,227,841-
E	MGS	martshares Emerging Markets Equities ESG ET	F	2.132816,001,911-
ES	GS	martshares Global Equities ESG ETF		2.161951,983,778-
E	UGS	martshares Europe Equities ESG ETF		2.484644,930,737-
JP	NS	martshares Japan Equities ESG ETF		2.046944,489,604-
LI	VS	martshares Healthcare Innovation ETF		2.411931,405,151-
U	SAS	martshares US Equities ESG ETF		2.222346,546,695-
	bout Smart martsharesNew Zeala3.1 billion ofmartsharesan buy or sedex. Each Sake up the	shares is the pioneer of ETFs in New Zealand, land’s only issuer of ETFs listed on the NZXfunds under management. The Special Din a similar way to NZX Regulation’s regulll them just like individual shares. The listemartshares ETF is designed to provide inETF. To learn more and obtain a copy of t	unching the first ETMain Board, with iivision of the Newation of other listedd funds are designvestors with similahe Product Disclos

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 16,500 unit holders and more than NZD $3.1 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

Smartshares Limited 0800 80 87 80 smartshares@smartshares.co.nz