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Smart Powerr Corp. — Major Shareholding Notification 2020
May 8, 2020
35421_mrq_2020-05-08_ad890fb4-3ac2-412c-8288-238ad794bd9b.zip
Major Shareholding Notification
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SC 13G 1 tm2015653d2_sc13g.htm SC 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
China Recycling Energy Corporation
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
168913200
(CUSIP Number)
February 14, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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SCHEDULE 13G Page 2 of 7
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EXPLANATORY NOTE
This Schedule 13G is being filed to disclose that the Reporting Persons identified hererin beneficially owned more than 5 percent of the Common Stock of the Issuer as of the date listed on the Cover Page. The Reporting Persons did not timely file a Schedule 13G to disclose such beneficial ownership, and have subsequently ceased to be the beneficial owners of more than five percent of the Common Stock of the Issuer.
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SCHEDULE 13G Page 3 of 7
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CUSIP No. 168913309
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY) Guichang Tian | |
| --- | --- | --- |
| 2. | CHECK THE APPROPRIATE BOX IF
A MEMBER OF A GROUP (a) x (b) ¨ | |
| 3. | SEC USE ONLY | |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BE EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 64,737 |
| | 6. | SHARED VOTING POWER -- |
| | 7. | SOLE DISPOSITIVE POWER 64,737 |
| | 8. | SHARED DISPOSITIVE POWER -- |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: 64,737 | |
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 3.0% (1) | |
| 12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN | |
| (1) The percentage is calculated based upon total outstanding shares of 2,182,642, as of April 13, 2020, as set forth in the Issuer’s Current Report on Form 8-K, filed on April 17, 2020. | | |
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SCHEDULE 13G Page 4 of 7
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CUSIP No. 168913309
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY: Roundtree Lab LLC | |
| --- | --- | --- |
| 2. | CHECK THE APPROPRIATE BOX IF
A MEMBER OF A GROUP (a) x (b) ¨ | |
| 3. | SEC USE ONLY | |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION: Wyoming | |
| NUMBER OF SHARES BENEFICIALLY OWNED BE EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -- |
| | 6. | SHARED VOTING POWER -- |
| | 7. | SOLE DISPOSITIVE POWER -- |
| | 8. | SHARED DISPOSITIVE POWER -- |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: 64,737 | |
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 3.0% (1) | |
| 12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO | |
| (1) The percentage is calculated based upon total outstanding shares of 2,182,642, as of April 13, 2020, as set forth in the Issuer’s Current Report on Form 8-K, filed on April 17, 2020. | | |
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SCHEDULE 13G Page 5 of 7
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Item 1. (a) Name of Issuer:
China Recycling Energy Corporation
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Item 1. (b) Address of Issuer's Principal Executive Offices:
4/F, Tower C
Rong Cheng Yun Gu Building
Keji 3 rd Road, Yanta District
Xi’an City, Shaanxi Province
China 710075
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Item 2. (a) Name of Person Filing:
Guichang Tian
Roundtree Lab LLC
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Item 2. (b) Address of Principal Business Office or, if none, Residence:
Guichang Tian
21098 White Fur Court
Cupertino, CA 96104
Roundtree Lab LLC
30 N Gould Street, Ste R
Sheridan, WY 82801
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Item 2. (c) Citizenship:
Guichang Tian
United States of America
Roundtree Lab LLC
Wyoming
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Item 2. (d) Title of Class of Securities:
Common Stock, par value $0.001 per share
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Item 2. (e) CUSIP Number:
168913309
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Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
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SCHEDULE 13G Page 6 of 7
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Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| Reporting Person — Guichang Tian | 64,737 | 3.0 % | 64,737 | - | 64,737 | - |
|---|---|---|---|---|---|---|
| Roundtree Lab LLC | - | 0.0 % | - | - | - | - |
| 64,737 | 3.0 % | 64,737 | 64,737 |
- The percentage is calculated based upon total outstanding shares of 2,182,642, as of April 13, 2020, as set forth in the Issuer’s Current Report on Form 8-K, filed on April 17, 2020.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x .
Item 6. Ownership of More than Five Percent on Behalf of Another Person
As disclosed in the Explanatory Note, Mr. Guichang Tian and Roundtree Lab LLC, collectively owned more than five percent of the Common Stock in the aggregate as of the date listed on the Cover Page of this Schedule 13G. Mr. Guichang Tian has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock represented by this Schedule 13G that may be deemed to be beneficially owned by Roundtree Lab LLC.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
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SCHEDULE 13G Page 7 of 7
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ITEM 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 8, 2020
| By: | /s/ Guichang Tian |
|---|---|
| Name: | Guichang Tian |
| ROUNDTREE LAB, LLC | |
| By: | /s/ Guichang Tian |
| Name : | Guichang Tian, sole |
| member |
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