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Smart Powerr Corp. — Director's Dealing 2019
Apr 25, 2019
35421_dirs_2019-04-25_e9336671-9911-44a7-a2c5-c022c516b146.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA RECYCLING ENERGY CORP (CREG)
CIK: 0000721693
Period of Report: 2015-12-15
Reporting Person: Ku Guohua (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-15 | Common Stock | S | 665 | $0.32 | Disposed | 31878409 | Direct |
| 2016-03-09 | Common Stock | S | 266 | $0.3102 | Disposed | 31878143 | Direct |
| 2016-11-08 | Common Stock | G | 20000 | — | Disposed | 3167814 | Direct |
| 2017-09-13 | Common Stock | S | 8 | $1.1624 | Disposed | 3167806 | Direct |
| 2017-11-22 | Common Stock | G | 360000 | — | Disposed | 2807806 | Direct |
| 2017-11-22 | Common Stock | G | 50000 | — | Disposed | 2757806 | Direct |
| 2017-11-22 | Common Stock | G | 30000 | — | Disposed | 2727806 | Direct |
| 2017-11-22 | Common Stock | G | 30000 | — | Disposed | 2697806 | Direct |
| 2017-11-22 | Common Stock | G | 30000 | — | Disposed | 2667806 | Direct |
| 2017-11-30 | Common Stock | S | 3042 | $3.15 | Disposed | 2664764 | Direct |
| 2017-12-18 | Common Stock | G | 20000 | — | Disposed | 2644764 | Direct |
Footnotes
F1: the shares are sold by the brokerage firm to pay for the outstanding maintenance fees;
F2: the Company effected a 10:1 reverse stock split in May 2016.
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