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Smart NZ Mid Cap ETF Earnings Release 2016

Nov 29, 2016

66226_rns_2016-11-29_1d63646a-4eb5-4592-a63e-3f211e986c78.pdf

Earnings Release

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Level 7, Zurich House, 21 Queen Street, PO Box 106 555, Auckland, 1010 New Zealand [email protected]

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29 November 2016

Preliminary Announcement

Smartshares Limited, a wholly owned subsidiary of NZX Limited, has announced the preliminary half-year results for the NZ Mid Cap Fund.

The NZX MidCap Index Fund was resettled on 7 November 2016 as the NZ Mid Cap Fund, prior to which the NZ Mid Cap Fund was a shell entity. On 7 November 2016 the NZX MidCap Index Fund resettled its assets into the NZ Mid Cap Fund at a total value of $69,843,000.

These half year preliminary results are therefore based on the wind-up accounts for the NZX MidCap Index Fund, as Smartshares Limited considers that this provides unitholders with the most relevant financial information.

The NZ Mid Cap Fund invests in financial products listed on the NZX Main Board and is designed to track the return on the S&P/NZX Mid Cap Index. The S&P/NZX Mid Cap Index is made up of financial products listed on the NZX Main Board and included in the S&P/NZX 50 Index, but excludes products included in the S&P/NZX 10 Index and products issued by nonNew Zealand issuers.

Appendix 1

(a)(b)(c)(d)(e)(f)(g) Reporting period 7.3 months to 9 November 20166 months to 30 September 2015Amount (000s) $NZPercentage change %2015-94531%-1,366-1,32115%-1,557-1,32115%-1,557Amount per securityImputed amount per securityNo dividends proposedNo dividends proposedNot applicableNot applicableThe negative revenue position is due to ‘Net changes in fair value offinancial assets at fair value through profit or loss’ being negative forthe period.The next distribution payment for the NZ Mid Cap Fund will beDecember 2016 (so long as there is cash available).
Previous reporting period
Revenue from ordinaryactivities
Profit (loss) from ordinaryactivities after taxattributable to securityholder
Net profit (loss)attributable to securityholders
Interim/final dividend
Record date
Dividend payment date
Comments:

www.smartshares.co.nz

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For more information please contact:

Hannah Lynch Communications Manager T: 09 308 3710 M: 021 252 8990 E: [email protected]

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZSX 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with more than 10,000 direct unit holders and more than NZD$1.6 billion of funds under management. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and read a copy of the prospectus or product disclosure statement, please visit: www.smartshares.co.nz

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www.smartshares.co.nz