Smart Global Bond ETF — Capital/Financing Update 2017

Aug 17, 2017

APPENDIX 7 – NZSX Listing Rules

EMAIL: announce@nzx.com

Notice of event affecting securities

NZSX Listing Rule 7.12.2. For rights, NZSX Listing Rules 7.10.9 and 7.10.10. For change to allotment, NZSX Listing Rule 7.12.1, a separate advice is required.

Number of pages including this one (Please provide any other relevant details on additional pages)

Full name of Issuer Name of officer make this notice Contact phone number	Full name of Issuer Name of officer make this notice Contact phone number	Global Bond Fund	Global Bond Fund	Global Bond Fund	Global Bond Fund
		authoris	ed to										Authority for e.g. Directors	event, ' resolution Dat	e
							Stephen Upton									Trust Deed
								Contact fax number
			0800 80 87 80															17 08		2017
Nature of event Tick as appropriate				Bonus Issue Rights Issue			If ticked, state whether: Capital Ca	Taxable ll Dividend		/ Non Taxable If ticked, state			Conv F	ersion ull			Int	Rights Issue erest Renouncable
				non-renouncable			change			whether: In			terim √ Y	ear	Special
EXISTING securities Description of the class of securities			affect	ed by this				If more than one		security is affected			by the event, us	e a separate for ISIN	m.
				Global Bond		Fund												NZGBFE0001S9
																		If unknown, contact NZX
Details of securities			issue	d pursuant to	thi	s event		If		more than one clas			s of security is to	be issued, use ISIN	a separat			e form for each class.
Description of the class of securities Number of Securities to be issued following eve			nt
													Minimum Entitlement					If unknown, contact NZX Ratio, e.g 1 for 2 for
Conversion, Maturity, Call Payable or Exercise Date Strike price per security for any Strike Price available.				issue in lieu or d	ate					Tick if paripassu			Treatment of Fractions provide an OR explanation of the ranking
						Enter N/A if not applicable
								TBA
M	onies Associated with E			vent In dollars	an	Dividen d cents		d payable, Call payable, Exercise price, C Source of Payment					onversion price, Redemption price, Application money.
													Accrued Income
	Amount per security (does not include any exc			luded income)
					$0.01148308
	Excluded income per security (only applicable to listed PIEs)
					$0.00000000
	Currency Total monies				NZD						Supplementary Amount per security dividend in dollars and cents details - NZSX Listing Rule 7.12.7 Date Payable								$0.00202642
					$490,000														20 September 2017
T In is	axation the case of a taxable bonus sue state strike price										Amountper Security in Dollars and cents to six decim								alplaces
									Resident Withholding Tax		Imputation Credits (Give details) $
							$				$								$0.00446564
									Foreign Withholding Tax		FDP Credits (Give details) $
Timing (Refer Appendix 8 in th Record Date 5pm For calculation of entitlements - Notice Date Entitlement letters, call notices,					e NZS		X Listing Rules)				Application Date Also, Call Payable, Dividend / Interest Payable, Exercise Date, Conversion Date. In the case of applications this must be the last business day of the week. Allotment Date For the issue of new securities.
							31 August 2017								20 September 2017
conversion notices mailed												Must be within 5 business days of application closing date.

OFFICE USE ONLY

Ex Date: Commence Quoting Rights: Cease Quoting Rights 5pm: Commence Quoting New Securities: Cease Quoting Old Security 5pm:

Security Code: Security Code:

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