Smart Global Aggregate Bond ETF — Capital/Financing Update 2019

Jun 5, 2019

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LISTING AND QUOTATION NOTICE: NZX MAIN BOARD SMARTSHARES GLOBAL AGGREGATE BOND ETF (“AGG”) UNITS

Fund: Smartshares Global Aggregate Bond ETF Issuer Code: AGG ISIN: NZAGGE0006S8 Short Name: AGG ETF Registered Office: Level 1, NZX Centre, 11 Cable Street, Wellington Website: www.smartshares.co.nz Telephone Number: 0800 80 87 80 Financial Year End: 31 March Nature of Business: Invests in the iShares Core Global Aggregate Bond UCITS ETF NZD Hedged (Acc), which is designed to track the return on the Bloomberg Barclays Global Aggregate Index hedged to the New Zealand dollar. Directors: Lindsay Wright (Chair), Guy Elliffe, John Williams, and Mark Peterson Details of Issue: Quotation of units in the Fund following an allotment pursuant to a private placement. Number of Securities to be Quoted: 320,000 Supervisor: Public Trust Manager of the Fund: Smartshares Limited Auditors: KPMG Solicitors: DLA Piper Registrar: Link Market Services Limited (“LNKT”) Settlement Status: NZCDC Settlement System Product Disclosure Statement Dated: Tuesday, 28 May 2019 Expected Commencement of Trading on the NZX Thursday, 6 June 2019

Expected Commencement of Trading on the NZX Main Board:

NZX Limited, Level 1, NZX Centre, 11 Cable Street, PO Box 2959, Wellington 6140, New Zealand Tel +64 4 472 7599, www.nzx.com

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Chairman Special Division of the NZ Markets Disciplinary Tribunal

28 May 2019