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Smart Australian Top 20 ETF Net Asset Value 2016

Dec 5, 2016

66250_rns_2016-12-06_9bdb70e2-6a20-4140-88de-460624e680d7.pdf

Net Asset Value

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Tuesday, 6 December 2016

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OZY NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Top 20 (OZY) as at 5 December 2016.

Units on Issue: 25,801,556
Units Allotted/(Redeemed): -
Net Tangible Assets (NTA): $3.28197
Tracking Difference: 0.63%

The objective of the Aus Top 20 (OZY) fund is to provide a return that closely matches the return on the S&P/ASX 20 Index. The S&P/ASX 20 Index comprises 20 of the largest entities listed on the ASX market.

The following companies are currently held in the Fund:

Code Security description
AMP AMP Ltd
ANZ ANZ Banking Group
BHP BHP Billiton Ltd
BXB Brambles Industries Ltd
CBA Commonwealth Bank Australia
CSL CSL Ltd
IAG Insurance Australia Group Ltd
MQG Macquarie Group Ltd
NAB National Australia Bank Ltd
QBE QBE Insurance Group Ltd
RIO Rio Tinto Ltd
SCG Scentre Group
SUN Suncorp Group Ltd
TCL Transurban Group NPV
TLS Telstra Corp Ltd
WBC Westpac Banking Corp
WES Wesfarmers Ltd
WFD Westfield Corp
WOW Woolworths Ltd
WPL Woodside Petroleum Ltd

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the investment statement for each of the ETFs please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80

www.smartshares.com

[email protected]

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www.smartshares.com