Smart Australian Resources ETF — Net Asset Value 2017

Nov 15, 2017

Thursday, 16 November 2017

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ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 15 November 2017.

Units on Issue:	6,766,647
Units Allotted/(Redeemed):	-
Net Tangible Assets (NTA):	$4.22527
Tracking Difference:	1.12%

Please note Basket applications and redemptions will be unavailable from Wednesday 15 November to Thursday 30 November. Basket applications and redemptions will resume on Friday 1 December.

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

	shares Limited would like to reportNovember 2017.	shares Limited would like to reportNovember 2017.	etails of the Units on Issue for	etails of the Units on Issue for	the Australian Resources Fund (ASR) as
UnitsUnitsNet TTrack	on Issue:Allotted/(Redeemed):		6,766,647-
	angible Assets (NTA):		$4.22527
	ing Difference:		1.12%
	e note Basket applications an		d redemptions will be una		vailable from Wednesday 15
	mber to Thursday 30 Novemb		er. Basket applications an		d redemptions will resume on
	y 1 December.
	bjective of the Australian Resources		Fund (ASR) is to rovide a re		urn that closel matches the return on the
	SX 200 Resources Index. The S&P		p/ASX 200 Resources Index pro		yvides exposure to the Resources sector
	Australian equity market.
	ollowing companies are curre		ntly held in the Fund:
Code		Security description
AWC
		Alumina Ltd.
BHP		BHP Billiton Ltd
		.
BPT		Beach Energy Ltd.
BSL		Bluescope Steel Ltd.
CTX
		Caltex Australia Ltd.
EVN		Evoltion Minin Ltd
		u g .
FMG		Fortescue Metals Grou	p Ltd.
GXY		Galaxy Resources Ltd.
IGO		Independence Group N	L
ILU		Ilk R Ld
		ua esources t.
MIN		Mineral Resources Ltd	.
NCM		Newcrest Mining Ltd.
NST		Northern Star Resourc	es Ltd.
ORE
		Orocobre Ltd.
ORG		Origin Energy Ltd.
OSH		Oil Search Ltd.
OZL		OZ Minerals Ltd.
RIO		Rio Tinto Ltd.
RRL		Regis Resources Ltd.
RSG		Resolute Mining Ltd.
S32		South32 Ltd.
SAR		Saracen Mineral Holdings Ltd.
SBM		St Barbara Ltd.
SFR		Sandfire Resources NL
SGM		Sims Metal Management Ltd.
SOL		Washington H Soul Pattinson & Company Ltd.
STO		Santos Ltd.
SYR		Syrah Resources Ltd.
WHC		Whitehaven Coal Ltd.
WOR		WorleyParsons Ltd.
WPL		Woodside Petroleum Ltd.
WSA		Western Areas Ltd.

www.smartshares.com

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About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 smartshares@smartshares.co.nz

www.smartshares.com