Smart Australian Resources ETF — Net Asset Value 2017

Nov 2, 2017

Friday, 3 November 2017

==> picture [174 x 29] intentionally omitted <==

ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 2 November 2017.

Units on Issue:	6,691,647
Units Allotted/(Redeemed):	75,000
Net Tangible Assets (NTA):	$4.28436
Tracking Difference:	1.12%

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

	Code	Code	Security description	Security description	Security description	Security description	Security description	Security description	Security description
	AWC		Alumina Ltd.
	BHP		BHP B	illiton Ltd.
	BPT		Beach	Energy Ltd.
	BSL		Blues	cope Steel Ltd.
	CTX		Caltex	Australia Ltd.
	EVN		Evolut	ion Mining Ltd.
	FMG		Fortes	cue Metals Group	Ltd.
	GXY		Galax	y Resources Ltd.
	IGO		Indep	endence Group NL
	ILU		Iluka	Resources Ltd.
	MIN		Miner	al Resources Ltd.
	NCM		Newcr	est Mining Ltd.
	NST		North	ern Star Resources	Ltd.
	ORE		Oroco	bre Ltd.
	ORG		Origin	Energy Ltd.
	OSH		Oil Se	arch Ltd.
	OZL		OZ M	l Ltd
				neras .
	RIO		Rio Ti	nto Ltd.
	RRL		Regis	Resources Ltd.
	RSG		Resol	ute Mining Ltd.
	S32		South	32 Ltd.
	SAR		Saracen Mineral Holdings Ltd.
	SBM		St Barbara Ltd.
	SFR		Sandfire Resources NL
	SGM		Sims Metal Management Ltd.
	SOL		Washington H Soul Pattinson & Company Ltd.
	STO		Santos Ltd.
	SYR		Syrah Resources Ltd.
	WHC		Whitehaven Coal Ltd.
	WOR		WorleyParsons Ltd.
	WPL		Woodside Petroleum Ltd.
	WSA		Western Areas Ltd.

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special

www.smartshares.com

==> picture [174 x 29] intentionally omitted <==

Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

www.smartshares.com