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Smart Australian Resources ETF Net Asset Value 2017

May 8, 2017

66161_rns_2017-05-09_9983d821-7560-4957-a183-173b2d32315b.pdf

Net Asset Value

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Tuesday, 9 May 2017

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ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 8 May 2017.

Units on Issue: 6,391,647
Units Allotted/(Redeemed): -
Net Tangible Assets (NTA): $3.52593
Tracking Difference: 1.63%

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

Code Code Code
ode Security descripti on
A WC Alumina Ltd
.
B HP BHP Billiton Ltd
.
B PT Beach Ener Ltd
gy .
B SL Bluescoe Steel Lt
p .
C TX Caltex Australia Ltd
.
E VN Evolution Minin Lt d
g .
F MG Fortescue Metals G rou Ltd
p .
G XY Galax Resources Ltd
y .
I O Indeendence Gro NL
p p
IL U Iluka Resources Lt
.
M IN Mineral Resources Ltd
.
N CM Newcrest Minin Lt d
g .
N ST Northern Star Res urces Ltd
.
O RE Orocobre Ltd
.
O RG Oriin Ener Ltd
g gy .
O SH Oil Search Ltd.
O ZL OZ Minerals Ltd
.
R IO Rio Tinto Ltd.
R RL Regis Resources L td.
R SG Resolute Mining Ltd .
S 32 South32 Ltd.
S AR Saracen Mineral H oldings Ltd.
S BM St Barbara Ltd.
S FR Sandfire Resource s NL
S GM Sims Metal Manag ement Ltd.
STO Santos Ltd
.
SYR Srah Resources Ltd
y .
WHC Whitehaven Coal Ltd
.
WOR WorleParsons Ltd
y .
WPL Woodside Petroleum Ltd
.
WSA Western Areas Ltd
.
About Sma tshares
Smartshare istheioneerofETFsinNewZealandlaunchinthefirstETF(TNZ-theNZTo
Fd i 19 p , g p 6Sth iN Zld’l ifETFlitd th NZXMi Bd ith
un) nexcessof1 . marsares s ew eaans ony ssuer o s se on e an oar, w000unitholdersand morethan NZD$16 billion offundsunder manaementThe Seci

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to

www.smartshares.com

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NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 [email protected]

www.smartshares.com