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Smart Australian Resources ETF Net Asset Value 2016

Dec 27, 2016

66161_rns_2016-12-28_6dfb73f5-2496-4ada-b649-89c21d2684fb.pdf

Net Asset Value

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Wednesday, 28 December 2016

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ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 23 December 2016.

Units on Issue: 6,316,647
Units Allotted/(Redeemed): -
Net Tangible Assets (NTA): $3.43834
Tracking Difference: 0.54%

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

A & Alloes Limited wember 2016. A & Alloes Limited wember 2016. tment Nould like to r oticeeport details of the Un its on Issue for the Austra lian Res ources Fu nd (ASR nd (ASR
Units onUnits AllNet TangTracking Issue:otted/(Redible AssetDifference eemed):s (NTA):: 6,316,647-$3.438340.54%
The objecS&P/ASXof the AusThe follo
ive of the Au200 Resourctralian equitywing comp stralian Reses Index. Thmarket.anies are ourcese S&Pcurre Fund (ASR) is/ASX 200 Resontly held in th to provide a return that clurces Index provides expoe Fund: osely matsure to t ches thehe Reso return ources sec
Code Secu rity descrip tion
AWC Alumi na Ltd.
BHP BHP Billiton Ltd.
BPT Beac h Energy Lt d.
BSL Blues cope Steel Ltd.
CTX Calte x Australia L td.
EVN Evolu tion Mining Ltd.
FMG Forte scue Metals Grou p Ltd.
GXY Galax y Resource s Ltd.
IGO Indep endence Gr oup NL
ILU Iluka Resources Ltd.
MIN Miner al Resource s Ltd .
NCM Newc rest Mining Ltd.
NST North ern Star Re sourc es Ltd.
ORE Oroc bre Ltd
ORG Origin Energy Ltd.
OSH Oil Search Ltd.
OZL OZ Minerals Ltd.
RIO Rio Tinto Ltd.
RRL Regis Resources Ltd.
RSG Resolute Mining Ltd.
S32 South32 Ltd.
SAR Saracen Mineral Holdings Ltd.
SBM St Barbara Ltd.
SFR Sandfire Resources NL
SGM Sims Metal Management Ltd.
STO Santos Ltd.
SYR Syrah Resources Ltd.
WHC Whitehaven Coal Ltd.
WOR WorleyParsons Ltd.
WPL Woodside Petroleum Ltd.
WSA Western Areas Ltd.

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to

www.smartshares.com

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NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 [email protected]

www.smartshares.com