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Smart Australian Resources ETF Fund Information / Factsheet 2017

Sep 20, 2017

66161_rns_2017-09-21_07f76b5b-53a9-48ce-bbe8-f634950c7342.pdf

Fund Information / Factsheet

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Thursday, 21 September 2017

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ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 20 September 2017.

Units on Issue: 6,616,647
Units Allotted/(Redeemed): -
Net Tangible Assets (NTA): $3.94901
Tracking Difference: 1.28%

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

Units on Issue:marsares me wouat 20 September 2017. Units on Issue:marsares me wouat 20 September 2017. Units on Issue:marsares me wouat 20 September 2017. e o repor eas o 647e ns on ssue 647e ns on ssue or e usraan esources un () esources un ()
6616 647
Units Allotted/(RedeemedThe objective of the AustraliaS&P/ASX 200 Resources Indof the Australian equity markeNet Tangible Assets (NTATracking Difference: ,): ,-1
$3.91.): 9028% return that closelyprovides exposure matches the return onto the Resources sect
n Resources Fund (ex. The S&P/ASX 2t.
CodeSecurity deAWCAlumina LtdBHPBHP BillitonBPTBeach EnerBSLBluescopeCTXCaltex AustEVNEvolution MThe following companies are currently he ld in the Fund:
Code Security de scription
AWC Alumina Ltd .
BHP BHP Billiton Ltd.
BPT Beach Ener gy Ltd.
BSL Bluescope Steel Ltd.
CTX Caltex Aust ralia Ltd.
EVN Evolution M ining Ltd.
FMG Fortescue M etals Group Ltd.
GXY Galaxy Res ources Ltd.
IGO Independen ce Grou NL
p
ILU Iluka Resou rces Ltd.
MIN Mineral Res ources Ltd.
NCM Newcrest M ining Ltd.
NST Northern St ar Resources Ltd.
ORE Orocobre Lt d.
ORG Origin Ener gy Ltd.
OSH Oil Search td.
OZL OZ Minerals Ltd.
RIO Rio Tinto Lt d.
RRL Regis Reso
urces Ltd.
RSG Resolute Mi ning Ltd.
S32 South32 Ltd .
SAR Saracen Mi neral Holdings Ltd .
SBM St Barbara Ltd.
SFR Sandfire Re sources NL
SGM Sims Metal Management Ltd.
SOL Washington H Soul Pattinson & Company Ltd.
STO Santos Ltd.
SYR Syrah Reso urces Ltd.
WHC Whitehaven Coal Ltd.
WOR WorleyParsons Ltd.
WPL Woodside Petroleum Ltd.
WSA Western Areas Ltd.

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special

www.smartshares.com

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Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

www.smartshares.com