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Smart Australian Resources ETF Fund Information / Factsheet 2017

Feb 26, 2017

66161_rns_2017-02-27_d54cf241-f876-4d76-95ab-4379c853e51d.pdf

Fund Information / Factsheet

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Monday, 27 February 2017

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ASR NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Resources Fund (ASR) as at 24 February 2017.

Units on Issue: 6,316,647
Units Allotted/(Redeemed): -
Net Tangible Assets (NTA): $3.69697
Tracking Difference: 0.64%

The objective of the Australian Resources Fund (ASR) is to provide a return that closely matches the return on the S&P/ASX 200 Resources Index. The S&P/ASX 200 Resources Index provides exposure to the Resources sector of the Australian equity market.

The following companies are currently held in the Fund:

Net Tan gible Asse gible Asse ts (NTA): $3.69697
CodeAWCBHPBPTBSLCTXEVNFMGGXYIGOILUThe objeS&P/ASXof the AuThe follTrackin g Differen e: 0.64% sely matchesure to the R s the retuesource rn on thes sector
ctive of the A200 Resoustralian equiowing com ustralian Rerces Index. Tty market.panies are
Code Sec urity descr iption
AWC Alum ina Ltd.
BHP BHP Billiton Ltd .
BPT Bea ch Energy L td.
BSL Blue scope Stee l Ltd.
CTX Calt ex Australia Ltd.
EVN Evol ution Minin g Ltd.
FMG Fort escue Meta ls Group Ltd.
GXY Gala xy Resourc es Ltd.
IGO Inde pendence Group NL
ILU Ilk R Ld
u esource t.
MIN Mine ral Resour ces Ltd.
NCM New crest Minin g Ltd.
NST Nort hern Star R esources Ltd.
ORE Oro cobre Ltd.
ORG Orig in Energy L td.
OSH Oil S earch Ltd.
OZL OZ Minerals Ltd .
RIO Rio Tinto Ltd.
RRL Reg is Resource s Ltd.
RSG Res olute Mining Ltd.
S32 Sout h32 Ltd.
SAR Sara cen Minera l Holdings Ltd.
SBM St B arbara Ltd.
SFR San dfire Resou rces NL
SGM Sim s Metal Man agement Ltd.
STO Sant os Ltd.
SYR Syra h Resource s Ltd.
WHC Whi ehaven Co al Ltd
WORWPLWSAAbout SSmartsh .
WOR Wor leyParsons Ltd.
WPL Woo dside Petro leum Ltd.
WSA Wes tern Areas Ltd.
martshareares is the s pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the N Z Top 10

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to

www.smartshares.com

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NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 [email protected]

www.smartshares.com