Smart Australian Dividend ETF — Net Asset Value 2017

Nov 9, 2017

Friday, 10 November 2017

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ASD NTA & Allotment Notice

Smartshares Limited would like to report details of the Units on Issue for the Australian Dividend Fund (ASD) as at 9 November 2017.

Units on Issue:	42,415,493
Units Allotted/(Redeemed):	-
Net Tangible Assets (NTA):	$1.78501
Tracking Difference:	1.73%

The objective of the Australian Dividend Fund (ASD) is to provide a return that closely matches the return on the S&P/ASX Dividend Opportunities Index. The S&P/ASX Dividend Opportunities Index comprises the 50 highest yielding common stocks from the Australian equity market.

The following companies are currently held in the Fund:

omen oceUnits on Issue:42,415,493Units Allotted/(Redeemed):-Net Tangible Assets (NTA):$1.78501Tracking Difference:1.73%The following companies are currently held in the Fund:CodeSecurity descriptionABCAdelaide Brighton Ltd.AHGAutomotive Holdings Group Ltd.AHYAsaleo Care Ltd.AMPAMP Ltd.APAAPA GroupAPOAPN Outdoor Group Pty.ASTAusNet Services Ltd.ASXASX Ltd.AWCAlumina Ltd.AZJAurizon Holdings Ltd.BENBendigo and Adelaide Bank Ltd.BLDBoral Ltd.BOQBank of Queensland Ltd.CBACommonwealth Bank of AustraliaCSRChallenger Ltd.CWNCrown Resorts Ltd.DLXDuluxGroup Ltd.DOWDowner EDI Ltd.ECXEclipx Group Ltd.FMGFortescue Metals Group Ltd.FXJFairfax Media Ltd.GEMG8 Education Ltd.GMAGenworth Mortgage Insurance Australia Ltd.GWAGWA Group Ltd.HVNHarvey Norman Holdings Ltd.IFLIoof Holdings Ltd.JBHJB Hi-Fi Ltd.JHCJapara Healthcare Ltd.MMSMcMillan Shakespeare Ltd.MPLMedibank Private Ltd.MQGMacquarie Group Ltd.NABNational Australia Bank Ltd.NVTNavitas Ltd.PMVPremier Investments Ltd.Smartshares Limited would like to report details of the Units on Issue for the Australian Dividend Fund (ASD) as at9 November 2017.The objective of the Australian Dividend Fund (ASD) is to provide a return that closely matches thereturn on the S&P/ASX Dividend Opportunities Index. The S&P/ASX Dividend Opportunities Indexcomprises the 50 highest yielding common stocks from the Australian equity market.	omen oceUnits on Issue:42,415,493Units Allotted/(Redeemed):-Net Tangible Assets (NTA):$1.78501Tracking Difference:1.73%The following companies are currently held in the Fund:CodeSecurity descriptionABCAdelaide Brighton Ltd.AHGAutomotive Holdings Group Ltd.AHYAsaleo Care Ltd.AMPAMP Ltd.APAAPA GroupAPOAPN Outdoor Group Pty.ASTAusNet Services Ltd.ASXASX Ltd.AWCAlumina Ltd.AZJAurizon Holdings Ltd.BENBendigo and Adelaide Bank Ltd.BLDBoral Ltd.BOQBank of Queensland Ltd.CBACommonwealth Bank of AustraliaCSRChallenger Ltd.CWNCrown Resorts Ltd.DLXDuluxGroup Ltd.DOWDowner EDI Ltd.ECXEclipx Group Ltd.FMGFortescue Metals Group Ltd.FXJFairfax Media Ltd.GEMG8 Education Ltd.GMAGenworth Mortgage Insurance Australia Ltd.GWAGWA Group Ltd.HVNHarvey Norman Holdings Ltd.IFLIoof Holdings Ltd.JBHJB Hi-Fi Ltd.JHCJapara Healthcare Ltd.MMSMcMillan Shakespeare Ltd.MPLMedibank Private Ltd.MQGMacquarie Group Ltd.NABNational Australia Bank Ltd.NVTNavitas Ltd.PMVPremier Investments Ltd.Smartshares Limited would like to report details of the Units on Issue for the Australian Dividend Fund (ASD) as at9 November 2017.The objective of the Australian Dividend Fund (ASD) is to provide a return that closely matches thereturn on the S&P/ASX Dividend Opportunities Index. The S&P/ASX Dividend Opportunities Indexcomprises the 50 highest yielding common stocks from the Australian equity market.	omen oceUnits on Issue:42,415,493Units Allotted/(Redeemed):-Net Tangible Assets (NTA):$1.78501Tracking Difference:1.73%The following companies are currently held in the Fund:CodeSecurity descriptionABCAdelaide Brighton Ltd.AHGAutomotive Holdings Group Ltd.AHYAsaleo Care Ltd.AMPAMP Ltd.APAAPA GroupAPOAPN Outdoor Group Pty.ASTAusNet Services Ltd.ASXASX Ltd.AWCAlumina Ltd.AZJAurizon Holdings Ltd.BENBendigo and Adelaide Bank Ltd.BLDBoral Ltd.BOQBank of Queensland Ltd.CBACommonwealth Bank of AustraliaCSRChallenger Ltd.CWNCrown Resorts Ltd.DLXDuluxGroup Ltd.DOWDowner EDI Ltd.ECXEclipx Group Ltd.FMGFortescue Metals Group Ltd.FXJFairfax Media Ltd.GEMG8 Education Ltd.GMAGenworth Mortgage Insurance Australia Ltd.GWAGWA Group Ltd.HVNHarvey Norman Holdings Ltd.IFLIoof Holdings Ltd.JBHJB Hi-Fi Ltd.JHCJapara Healthcare Ltd.MMSMcMillan Shakespeare Ltd.MPLMedibank Private Ltd.MQGMacquarie Group Ltd.NABNational Australia Bank Ltd.NVTNavitas Ltd.PMVPremier Investments Ltd.Smartshares Limited would like to report details of the Units on Issue for the Australian Dividend Fund (ASD) as at9 November 2017.The objective of the Australian Dividend Fund (ASD) is to provide a return that closely matches thereturn on the S&P/ASX Dividend Opportunities Index. The S&P/ASX Dividend Opportunities Indexcomprises the 50 highest yielding common stocks from the Australian equity market.	omen oceUnits on Issue:42,415,493Units Allotted/(Redeemed):-Net Tangible Assets (NTA):$1.78501Tracking Difference:1.73%The following companies are currently held in the Fund:CodeSecurity descriptionABCAdelaide Brighton Ltd.AHGAutomotive Holdings Group Ltd.AHYAsaleo Care Ltd.AMPAMP Ltd.APAAPA GroupAPOAPN Outdoor Group Pty.ASTAusNet Services Ltd.ASXASX Ltd.AWCAlumina Ltd.AZJAurizon Holdings Ltd.BENBendigo and Adelaide Bank Ltd.BLDBoral Ltd.BOQBank of Queensland Ltd.CBACommonwealth Bank of AustraliaCSRChallenger Ltd.CWNCrown Resorts Ltd.DLXDuluxGroup Ltd.DOWDowner EDI Ltd.ECXEclipx Group Ltd.FMGFortescue Metals Group Ltd.FXJFairfax Media Ltd.GEMG8 Education Ltd.GMAGenworth Mortgage Insurance Australia Ltd.GWAGWA Group Ltd.HVNHarvey Norman Holdings Ltd.IFLIoof Holdings Ltd.JBHJB Hi-Fi Ltd.JHCJapara Healthcare Ltd.MMSMcMillan Shakespeare Ltd.MPLMedibank Private Ltd.MQGMacquarie Group Ltd.NABNational Australia Bank Ltd.NVTNavitas Ltd.PMVPremier Investments Ltd.Smartshares Limited would like to report details of the Units on Issue for the Australian Dividend Fund (ASD) as at9 November 2017.The objective of the Australian Dividend Fund (ASD) is to provide a return that closely matches thereturn on the S&P/ASX Dividend Opportunities Index. The S&P/ASX Dividend Opportunities Indexcomprises the 50 highest yielding common stocks from the Australian equity market.
	Code	Security description
	ABC	Adelaide Brighton Ltd.
	AHG	Automotive Holdings Group Ltd.
	AHY	Asaleo Care Ltd.
	AMP	AMP Ltd.
	APA	APA Group
	APO	APN Outdoor Group Pty.
	AST	AusNet Services Ltd.
	ASX	ASX Ltd.
	AWC	Alumina Ltd.
	AZJ	Aurizon Holdings Ltd.
	BEN	Bendigo and Adelaide Bank Ltd.
	BLD	Boral Ltd.
	BOQ	Bank of Queensland Ltd.
	CBA	Commonwealth Bank of Australia
	CSR	Challenger Ltd.
	CWN	Crown Resorts Ltd.
	DLX	DuluxGroup Ltd.
	DOW	Downer EDI Ltd.
	ECX	Eclipx Group Ltd.
	FMG	Fortescue Metals Group Ltd.
	FXJ	Fairfax Media Ltd.
	GEM	G8 Education Ltd.
	GMA	Genworth Mortgage Insurance Australia Ltd.
	GWA	GWA Group Ltd.
	HVN	Harvey Norman Holdings Ltd.
	IFL	Ioof Holdings Ltd.
	JBH	JB Hi-Fi Ltd.
	JHC	Japara Healthcare Ltd.
	MMS	McMillan Shakespeare Ltd.
	MPL	Medibank Private Ltd.
	MQG	Macquarie Group Ltd.
	NAB	National Australia Bank Ltd.
	NVT	Navitas Ltd.
	PMV	Premier Investments Ltd.
	PPT	Perpetual Ltd.

www.smartshares.com

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PTM	Platinum Asset Management Ltd.
QBE	QBE Insurance Group Ltd.
RFG	Retail Food Group Ltd.
RIO	Rio Tinto Ltd.
RRL	Regis Resources Ltd.
SIG	Sigma Pharmaceuticals Ltd.
SKI	Spark Infrastructure Group Ltd.
SPK	Spark New Zealand Ltd.
SUL	Super Retail Group Ltd.
SUN	Suncorp Group Ltd.
SVW	Seven Group Holdings Ltd.
TAH	Tabcorp Holdings Ltd.
TGR	Tassal Group Ltd.
WBC	Westpac Banking Corporation
WES	Wesfarmers Ltd.

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 10,000 unit holders and more than NZD $1.6 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact: Smartshares Limited 0800 80 87 80 smartshares@smartshares.co.nz

www.smartshares.com