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SM Energy Co — Director's Dealing 2024
Jul 3, 2024
31371_dirs_2024-07-03_fc5c3608-b1e6-4d04-907d-d27a2109065f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2024-07-01
Reporting Person: Lebeck James Barker (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-29 | Common Stock, $.01 Par Value | J | 399 | $26.89 | Acquired | 655 | Direct |
| 2024-06-28 | Common Stock, $.01 Par Value | J | 334 | $32.91 | Acquired | 989 | Direct |
| 2024-07-01 | Common Stock, $.01 Par Value | M | 5270 | — | Acquired | 6259 | Direct |
| 2024-07-01 | Common Stock, $.01 Par Value | F | 1516 | $43.23 | Disposed | 4743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | Restricted Stock Units | $ | M | 5270 | Disposed | Common Stock, $.01 Par Value (5270) | Direct |
Footnotes
F1: The Reporting Person purchased 399 shares of the Issuer's common stock on December 29, 2023, through the Issuer's Employee Stock Purchase Plan.
F2: The Reporting Person purchased 334 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.