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SM Energy Co — Director's Dealing 2021
Aug 3, 2021
31371_dirs_2021-08-03_b5e6785e-faad-450f-ae98-4a19caab39bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2021-08-02
Reporting Person: Lutey Mary Ellen (SVP - Expl., Development & EHS)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-02 | Restricted Stock Units | $ | A | 11270 | Acquired | Common Stock, $.01 Par Value (11270.0) | Direct | |
| 2021-08-02 | Restricted Stock Units | $ | A | 4508 | Acquired | Common Stock, $.01 Par Value (4508.0) | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.
F3: The Reporting Person's spouse is also employed by the Issuer and is eligible to earn grants of restricted stock units.