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SM Energy Co — Director's Dealing 2021
Dec 16, 2021
31371_dirs_2021-12-16_bef47ee4-a983-4308-9aef-0ea96cc1c01c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2021-12-14
Reporting Person: Copeland David W (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-14 | Common Stock, $.01 Par Value | M | 13238 | — | Acquired | 243919 | Direct |
| 2021-12-14 | Common Stock, $.01 Par Value | F | 5077 | $30.18 | Disposed | 238842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Restricted Stock Units | $ | M | 13238 | Disposed | Common Stock, $.01 Par Value (13238.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.
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