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SM Energy Co Director's Dealing 2019

Jul 2, 2019

31371_dirs_2019-07-02_921a0aaa-c631-4ca2-9a39-65e40256c0e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2019-07-01

Reporting Person: Copeland David W (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-28 Common Stock; $.01 Par Value J 1614 $10.642 Acquired 108068 Direct
2019-07-01 Common Stock; $.01 Par Value M 1558 Acquired 109626 Direct
2019-07-01 Common Stock; $.01 Par Value M 3529 Acquired 113155 Direct
2019-07-01 Common Stock; $.01 Par Value M 2757 Acquired 115912 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-01 Restricted Stock Units $ M 1558 Disposed Common Stock (1558.0) Direct
2019-07-01 Restricted Stock Units $ M 3529 Disposed Common Stock (3529.0) Direct
2019-07-01 Restricted Stock Units $ M 2757 Disposed Common Stock (2757.0) Direct

Footnotes

F1: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.