SM Energy Co — Director's Dealing 2019

Jul 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2019-07-01

Reporting Person: Lutey Mary Ellen (Sr. VP & Regional Manager)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-31	Common Stock; $.01 Par Value	J	591	$13.158	Acquired	28282	Direct
2018-12-31	Common Stock; $.01 Par Value	J	581	$13.158	Acquired	18535	Indirect
2019-06-28	Common Stock; $.01 Par Value	J	808	$10.642	Acquired	29090	Direct
2019-06-28	Common Stock; $.01 Par Value	J	838	$10.642	Acquired	19373	Indirect
2019-07-01	Common Stock; $.01 Par Value	M	1009	—	Acquired	30099	Direct
2019-07-01	Common Stock; $.01 Par Value	F	246	$12.52	Disposed	29853	Direct
2019-07-01	Common Stock; $.01 Par Value	M	535	—	Acquired	19908	Indirect
2019-07-01	Common Stock; $.01 Par Value	F	131	$12.52	Disposed	19777	Indirect
2019-07-01	Common Stock; $.01 Par Value	M	2647	—	Acquired	32500	Direct
2019-07-01	Common Stock; $.01 Par Value	F	645	$12.52	Disposed	31855	Direct
2019-07-01	Common Stock; $.01 Par Value	M	1109	—	Acquired	20886	Indirect
2019-07-01	Common Stock; $.01 Par Value	F	271	$12.52	Disposed	20615	Indirect
2019-07-01	Common Stock; $.01 Par Value	M	1703	—	Acquired	33558	Direct
2019-07-01	Common Stock; $.01 Par Value	F	415	$12.52	Disposed	33143	Direct
2019-07-01	Common Stock; $.01 Par Value	M	1167	—	Acquired	21782	Indirect
2019-07-01	Common Stock; $.01 Par Value	F	285	$12.52	Disposed	21497	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-07-01	Restricted Stock Units	$	M	1009	Disposed		Common Stock (1009.0)	Direct
2019-07-01	Restricted Stock Units	$	M	535	Disposed		Common Stock (535.0)	Indirect
2019-07-01	Restricted Stock Units	$	M	2647	Disposed		Common Stock (2647.0)	Direct
2019-07-01	Restricted Stock Units	$	M	1109	Disposed		Common Stock (1109.0)	Indirect
2019-07-01	Restricted Stock Units	$	M	1703	Disposed		Common Stock (1703.0)	Direct
2019-07-01	Restricted Stock Units	$	M	1167	Disposed		Common Stock (1167.0)	Indirect

Footnotes

F1: The reporting person purchased 591 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

F2: The reporting person's husband purchased 581 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

F3: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

F4: The reporting person purchased 808 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

F5: The reporting person's husband purchased 838 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

F6: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F8: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.