SM Energy Co — Director's Dealing 2018

Jul 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2018-07-02

Reporting Person: Lutey Mary Ellen (Sr. VP & Regional Manager)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-29	Common Stock; $.01 Par Value	J	313	$14.05	Acquired	23921	Direct
2017-12-29	Common Stock; $.01 Par Value	J	292	$14.05	Acquired	15969	Indirect
2018-06-29	Common Stock; $.01 Par Value	J	444	$18.768	Acquired	24365	Direct
2018-06-29	Common Stock; $.01 Par Value	J	456	$18.768	Acquired	16425	Indirect
2018-07-02	Common Stock; $.01 Par Value	M	744	—	Acquired	25109	Direct
2018-07-02	Common Stock; $.01 Par Value	F	182	$25.69	Disposed	24927	Direct
2018-07-02	Common Stock; $.01 Par Value	M	382	—	Acquired	16807	Indirect
2018-07-02	Common Stock; $.01 Par Value	F	94	$25.69	Disposed	16713	Indirect
2018-07-02	Common Stock; $.01 Par Value	M	1009	—	Acquired	25936	Direct
2018-07-02	Common Stock; $.01 Par Value	F	246	$25.69	Disposed	25690	Direct
2018-07-02	Common Stock; $.01 Par Value	M	534	—	Acquired	17247	Indirect
2018-07-02	Common Stock; $.01 Par Value	F	131	$25.69	Disposed	17116	Indirect
2018-07-02	Common Stock; $.01 Par Value	M	2646	—	Acquired	28336	Direct
2018-07-02	Common Stock; $.01 Par Value	F	645	$25.69	Disposed	27691	Direct
2018-07-02	Common Stock; $.01 Par Value	M	1109	—	Acquired	18225	Indirect
2018-07-02	Common Stock; $.01 Par Value	F	271	$25.69	Disposed	17954	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-02	Restricted Stock Units	$	M	744	Disposed		Common Stock (744.0)	Direct
2018-07-02	Restricted Stock Units	$	M	382	Disposed		Common Stock (382.0)	Indirect
2018-07-02	Restricted Stock Units	$	M	1009	Disposed		Common Stock (1009.0)	Direct
2018-07-02	Restricted Stock Units	$	M	534	Disposed		Common Stock (534.0)	Indirect
2018-07-02	Restricted Stock Units	$	M	2646	Disposed		Common Stock (2646.0)	Direct
2018-07-02	Restricted Stock Units	$	M	1109	Disposed		Common Stock (1109.0)	Indirect

Footnotes

F1: The reporting person purchased 313 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.

F2: The reporting person's husband purchased 292 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.

F3: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

F4: The reporting person purchased 444 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

F5: The reporting person's husband purchased 456 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

F6: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F8: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.