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SM Energy Co — Director's Dealing 2017
Aug 2, 2017
31371_dirs_2017-08-02_cf236d8f-a1c1-4f92-a435-cb92c55a93c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2017-08-02
Reporting Person: Lutey Mary Ellen (Sr. VP & Regional Manager)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-02 | Restricted Stock Units | $ | A | 7940 | Acquired | Common Stock (7940.0) | Direct | |
| 2017-08-02 | Restricted Stock Units | $ | A | 3327 | Acquired | Common Stock; $.01 Par Value (3327.0) | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.
F3: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.