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SM Energy Co — Director's Dealing 2016
Aug 29, 2016
31371_dirs_2016-08-29_caf941f5-983f-43cd-a629-188f4d5c283e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2016-08-29
Reporting Person: Lutey Mary Ellen (Sr. VP & Regional Manager)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-29 | Restricted Stock Units | $ | A | 3027 | Acquired | Common Stock (3027.0) | Direct | |
| 2016-08-29 | Restricted Stock Units | $ | A | 1603 | Acquired | Common Stock (1603.0) | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.
F3: The reporting person's husband is also employed by the issuer and receives grants of retricted stock units.