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SM Energy Co — Director's Dealing 2013
Aug 6, 2013
31371_dirs_2013-08-06_43905658-6ce0-48da-86a1-230ab3533b29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2013-08-02
Reporting Person: BAUMANN BARBARA M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-02 | Common Stock; $.01 Par Value | M | 11428 | $14.25 | Acquired | 51102 | Direct |
| 2013-08-02 | Common Stock; $.01 Par Value | S | 11428 | $70.1211 | Disposed | 39674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-02 | Stock Options (Right-To-Buy) | $14.25 | M | 11428 | Disposed | 2013-12-31 | Common Stock (11428) | Direct |
Footnotes
F1: The price reflects an average of multiple transaction prices ranging from $69.91 to $70.25.
F2: The stock options vested in four equal annual installments beginning on December 31, 2003.
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