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SM Energy Co — Director's Dealing 2012
Dec 13, 2012
31371_dirs_2012-12-13_284c55f0-ade2-4691-a56c-9a9d22e68753.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2012-12-05
Reporting Person: Lutey Mary Ellen (VP & Regional Manager)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock; $.01 Par Value | 11993 | Direct |
| Common Stock; $.01 Par Value | 7125 | Indirect |
| Common Stock; $.01 Par Value | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (614) | Direct | ||
| Restricted Stock Units | $ | Common Stock (410) | Indirect | ||
| Restricted Stock Units | $ | Common Stock (485) | Direct | ||
| Restricted Stock Units | $ | Common Stock (377) | Indirect | ||
| Restricted Stock Units | $ | Common Stock (79) | Direct | ||
| Restricted Stock Units | $ | Common Stock (61) | Indirect | ||
| Restricted Stock Units | $ | Common Stock (1120) | Direct | ||
| Restricted Stock Units | $ | Common Stock (891) | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three year period, with 1/7th vesting on July 1, 2011, 2/7th vesting on July 1, 2012, and 4/7th vesting on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three year period, with 1/7th vesting on July 1, 2012, 2/7th vesting on July 1, 2013, and 4/7th vesting on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F4: The reporting person's husband is also employed by the issuer and receives restricted stock units from the issuer as part of his compensation.